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First Substitute S.B. 28

This document includes House Floor Amendments incorporated into the bill on Mon, Mar 3, 2003 at 7:34 PM by kholt. -->

Senator John W. Hickman proposes the following substitute bill:


             1     
INITIATIVE AMENDMENTS

             2     
2003 GENERAL SESSION

             3     
STATE OF UTAH

             4     
Sponsor: John W. Hickman

             5      This act modifies the Election Code provisions relating to statewide initiatives. This act
             6      modifies signature requirements, modifies certain disclosure requirements, and modifies
             7      the time period during which sponsors may gather signatures. This act establishes a
             8      moratorium before an initiative that failed may be recirculated. This act requires that
             9      the petition sponsors hold public hearings on the petition in geographically diverse areas
             10      of Utah and establishes notice and procedural requirements for those public hearings.
             11      This act modifies political issues committee and corporation financial disclosure
             12      requirements. This act makes it a crime for persons to pay someone to sign or remove
             13      their signature from an initiative petition and makes it a crime for persons to accept
             14      payment for signing or removing their name from an initiative petition. This act includes
             15      a severability clause. This act makes technical changes.
             16      This act affects sections of Utah Code Annotated 1953 as follows:
             17      AMENDS:
             18          20A-7-201, as last amended by Chapter 115, Laws of Utah 1999
             19          20A-7-202, as last amended by Chapter 45, Laws of Utah 1999
             20          20A-7-203, as last amended by Chapters 3 and 75, Laws of Utah 2000
             21          20A-7-207, as last amended by Chapters 153 and 165, Laws of Utah 1995
             22          20A-7-213, as last amended by Chapter 45, Laws of Utah 1999
             23          20A-11-702, as last amended by Chapter 355, Laws of Utah 1997
             24          20A-11-802, as last amended by Chapters 45 and 109, Laws of Utah 1999
             25      ENACTS:




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         20A-7-204.1, Utah Code Annotated 1953
             27      Be it enacted by the Legislature of the state of Utah:
             28          Section 1. Section 20A-7-201 is amended to read:
             29           20A-7-201. Statewide initiatives -- Signature requirements -- Submission to the
             30      Legislature or to a vote of the people.
             31          (1) (a) A person seeking to have an initiative submitted to the Legislature for approval
             32      or rejection shall obtain:
             33          (i) legal signatures equal to 5% of the cumulative total of all votes cast for all
             34      candidates for governor at the last regular general election at which a governor was elected; and
             35          (ii) from each of at least [20 counties] S [ 29 ] 26 s Utah State Senate districts, legal signatures
             36      equal to 5% of the total of all votes cast in that [county] district for all candidates for governor
             37      at the last regular general election at which a governor was elected.
             38          (b) If, at any time not less than ten days before the beginning of an annual general
             39      session of the Legislature, the lieutenant governor declares sufficient any initiative petition that
             40      is signed by enough voters to meet the requirements of this Subsection (1), the lieutenant
             41      governor shall deliver a copy of the petition and the cover sheet required by Subsection (1)(c)
             42      to the president of the Senate, the speaker of the House, and the director of the Office of
             43      Legislative Research and General Counsel.
             44          (c) In delivering a copy of the petition, the lieutenant governor shall include a cover
             45      sheet that contains:
             46          (i) the cumulative total of all votes cast for all candidates for governor at the last
             47      regular general election at which a governor was elected;
             48          (ii) the total of all votes cast in each [county] Utah State Senate district for all
             49      candidates for governor at the last regular general election at which a governor was elected;
             50          (iii) the total number of certified signatures received for the submitted initiative; and
             51          (iv) the total number of certified signatures received from each [county] Utah State
             52      Senate district for the submitted initiative.
             53          (2) (a) A person seeking to have an initiative submitted to a vote of the people for
             54      approval or rejection shall obtain:
             55          (i) legal signatures equal to 10% of the cumulative total of all votes cast for all
             56      candidates for governor at the last regular general election at which a governor was elected; and




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         (ii) from each of at least [20 counties] S [ 29 ] 26 s Utah State Senate districts, legal signatures
             58      equal to 10% of the total of all votes cast in that [county] district for all candidates for governor
             59      at the last regular general election at which a governor was elected.
             60          (b) If, at any time not less than four months before any regular general election, the
             61      lieutenant governor declares sufficient any initiative petition that is signed by enough legal
             62      voters to meet the requirements of this subsection, the lieutenant governor shall submit the
             63      proposed law to a vote of the people at the next regular general election.
             64          (3) The lieutenant governor shall provide the following information from the official
             65      canvass of the last regular general election at which a governor was elected to any interested
             66      person:
             67          (a) the cumulative total of all votes cast for all candidates for governor; and
             68          (b) for each [county] Utah State Senate district, the total of all votes cast in that
             69      [county] district for all candidates for governor.
             70          Section 2. Section 20A-7-202 is amended to read:
             71           20A-7-202. Statewide initiative process -- Application procedures -- Time to
             72      gather signatures -- Grounds for rejection.
             73          (1) Persons wishing to circulate an initiative petition shall file an application with the
             74      lieutenant governor.
             75          (2) The application shall contain:
             76          (a) the name and residence address of at least five sponsors of the initiative petition;
             77          (b) a statement indicating that each of the sponsors:
             78          (i) is a resident of Utah; and
             79          (ii) has voted in a regular general election in Utah within the last three years;
             80          (c) the signature of each of the sponsors, attested to by a notary public; [and]
             81          (d) a copy of the proposed law[.]; and
             82          (e) a statement indicating whether or not persons gathering signatures for the petition
             83      may be paid for doing so.
             84          (3) The application and its contents are public when filed with the lieutenant governor.
             85          (4) (a) The sponsors shall qualify the petition for the regular general election ballot no
             86      later than [the second regular general election] one year after the application is filed.
             87          (b) If the sponsors fail to qualify the petition for that ballot, the sponsors must:



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             88
         (i) submit a new application;
             89          (ii) obtain new signature sheets; and
             90          (iii) collect signatures again.
             91          (5) The lieutenant governor shall reject the application and not issue circulation sheets
             92      if:
             93          (a) the law proposed by the initiative is patently unconstitutional;
             94          (b) the law proposed by the initiative is nonsensical; [or]
             95          (c) the proposed law could not become law if passed[.]; or
             96          (d) the law proposed by the initiative is identical or substantially similar to a law
             97      proposed by an initiative S [ for which an application was filed ] THAT WAS SUBMITTED TO THE
             97a      COUNTY CLERKS AND LIEUTENANT GOVERNOR FOR CERTIFICATION AND EVALUATION s within
             97b      two years preceding the date
             98      on which the application for this initiative was filed.
             99          Section 3. Section 20A-7-203 is amended to read:
             100           20A-7-203. Form of initiative petition and signature sheets.
             101          (1) (a) Each proposed initiative petition shall be printed in substantially the following
             102      form:
             103          "INITIATIVE PETITION To the Honorable ____, Lieutenant Governor:
             104          We, the undersigned citizens of Utah, respectfully demand that the following proposed
             105      law be submitted to the legal voters/Legislature of Utah for their/its approval or rejection at the
             106      regular general election/session to be held/ beginning on _________(month\day\year);
             107          Each signer says:
             108          I have personally signed this petition;
             109          I am registered to vote in Utah or intend to become registered to vote in Utah before the
             110      certification of the petition names by the county clerk; and
             111          My residence and post office address are written correctly after my name.["]
             112          NOTICE TO SIGNERS:
             113          Public hearings to discuss this petition were held at: (list dates and locations of public
             114      hearings.)"
             115          (b) The sponsors of an initiative shall attach a copy of the proposed law to each
             116      initiative petition.
             117          (2) Each signature sheet shall:


             118          (a) be printed on sheets of paper 8-1/2 inches long and 11 inches wide;



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         (b) be ruled with a horizontal line 3/4 inch from the top, with the space above that line
             120      blank for the purpose of binding;
             121          (c) contain the title of the initiative printed below the horizontal line;
             122          (d) contain the word "Warning" printed or typed at the top of each signature sheet
             123      under the title of the initiative;
             124          (e) contain, to the right of the word "Warning," the following statement printed or
             125      typed in not less than eight-point, single leaded type:
             126          "It is a class A misdemeanor for anyone to sign any initiative petition with any other
             127      name than his own, or knowingly to sign his name more than once for the same measure, or to
             128      sign an initiative petition when he knows he is not a registered voter and knows that he does
             129      not intend to become registered to vote before the certification of the petition names by the
             130      county clerk."; and
             131          [(f) contain horizontally ruled lines, 3/8 inch apart under the "Warning" statement
             132      required by this section; and]
             133          [(g)] (f) be vertically divided into columns as follows:
             134          (i) the first column shall appear at the extreme left of the sheet, be 5/8 inch wide, be
             135      headed with "For Office Use Only," and be subdivided with a light vertical line down the
             136      middle with the left subdivision entitled "Registered" and the right subdivision left untitled;
             137          (ii) the next column shall be three inches wide, headed "Registered Voter's Printed
             138      Name (must be legible to be counted)";
             139          (iii) the next column shall be three inches wide, headed "Signature of Registered
             140      Voter"; and
             141          (iv) the final column shall be 4-3/8 inches wide, headed "Street Address, City, Zip
             142      Code".
             143          (3) The final page of each initiative packet shall contain the following printed or typed
             144      statement:
             145          "Verification
             146          State of Utah, County of ____
             147          I, _______________, of ____, hereby state that:
             148          I am a resident of Utah and am at least 18 years old;
             149          All the names that appear in this packet were signed by persons who professed to be the



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             150
     persons whose names appear in it, and each of them signed his name on it in my presence;
             151          I believe that each has printed and signed his name and written his post office address
             152      and residence correctly, and that each signer is registered to vote in Utah or intends to become
             153      registered to vote before the certification of the petition names by the county clerk.
             154          I have not paid or given anything of value to any person who signed this petition to
             155      encourage them to sign it.    
             156      ________________________________________________________________________
             157          (Name) (Residence Address) (Date)"
             158          (4) The forms prescribed in this section are not mandatory, and, if substantially
             159      followed, the initiative petitions are sufficient, notwithstanding clerical and merely technical
             160      errors.
             161          Section 4. Section 20A-7-204.1 is enacted to read:
             162          20A-7-204.1. Public hearings to be held before initiative petitions are circulated.
             163          (1) (a) Before circulating initiative petitions for signature statewide, sponsors of the
             164      initiative petition shall hold at least seven public hearings throughout Utah as follows:
             165          (i) one in the Bear River region -- Box Elder, Cache, or Rich County;
             166          (ii) one in the Southwest region -- Beaver, Garfield, Iron, Kane, or Washington
             167      County;
             168          (iii) one in the Mountain region -- Summit, Utah, or Wasatch County;
             169          (iv) one in the Central region -- Juab, Millard, Piute, Sanpete, Sevier, or Wayne
             170      County;
             171          (v) one in the Southeast region -- Carbon, Emery, Grand, or San Juan County;
             172          (vi) one in the Uintah Basin region -- Daggett, Duchesne, or Uintah County; and
             173          (vii) one in the Wasatch Front region -- Davis, Morgan, Salt Lake, Tooele, or Weber
             174      County.
             175          (b) Of the seven meetings, at least two of the meetings must be held in a first or second
             176      class county, but not in the same county.
             177          (2) At least 3 calendar days before the date of the public hearing, the sponsors shall:
             178          (a) provide written notice of the public hearing to:
             179          (i) the lieutenant governor for posting on the state's website; and
             180          (ii) each state senator, state representative, and county commission or county council



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             181
     member who is elected in whole or in part from the region where the public hearing will be
             182      held; and
             183          (b) publish written notice of the public hearing detailing its time, date, and location in
             184      at least one newspaper of general circulation in each county in the region where the public
             185      hearing will be held.
             186          (3) (a) During the public hearing, the sponsors shall either:
             187          (i) video tape or audio tape the public hearing and, when the hearing is complete,
             188      deposit the complete audio or video tape of the meeting with the lieutenant governor; or
             189          (ii) take comprehensive minutes of the public hearing, detailing the names and titles of
             190      each speaker and summarizing each speaker's comments.
             191          (b) The lieutenant governor shall make copies of the tapes or minutes available to the
             192      public.
             193          Section 5. Section 20A-7-207 is amended to read:
             194           20A-7-207. Evaluation by the lieutenant governor.
             195          (1) When each initiative packet is received from a county clerk, the lieutenant governor
             196      shall check off from his record the number of each initiative packet filed.
             197          (2) (a) After all of the initiative packets have been received by the lieutenant governor,
             198      the lieutenant governor shall:
             199          (i) count the number of the names certified by the county clerks that appear on each
             200      verified signature sheet; and
             201          (ii) declare the petition to be sufficient or insufficient by July 6 before the regular
             202      general election.
             203          (b) If the total number of certified names from each verified signature sheet equals or
             204      exceeds the number of names required by Section 20A-7-201 , the lieutenant governor shall
             205      mark upon the front of the petition the word "sufficient."
             206          (c) If the total number of certified names from each verified signature sheet does not
             207      equal or exceed the number of names required by Section 20A-7-201 , the lieutenant governor
             208      shall mark upon the front of the petition the word "insufficient."
             209          (d) The lieutenant governor shall immediately notify any one of the sponsors of his
             210      finding.
             211          (3) [(a)] Once a petition is declared insufficient, the sponsors may not submit



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             212
     additional signatures to qualify the petition for the pending regular general election.
             213          [(b) The petition sponsors may submit additional signatures to qualify the petition for
             214      the regular general election following the pending regular general election if:]
             215          [(i) the petition is declared insufficient; and]
             216          [(ii) the pending general election is the first regular general election after the
             217      application was filed.]
             218          (4) (a) If the lieutenant governor refuses to accept and file any initiative petition that a
             219      sponsor believes is legally sufficient, any voter may, by July 20, apply to the supreme court for
             220      an extraordinary writ to compel the lieutenant governor to do so.
             221          (b) The supreme court shall:
             222          (i) determine whether or not the initiative petition is legally sufficient; and
             223          (ii) certify its findings to the lieutenant governor by July 30.
             224          (c) If the supreme court certifies that the initiative petition is legally sufficient, the
             225      lieutenant governor shall file it, with a verified copy of the judgment attached to it, as of the
             226      date on which it was originally offered for filing in his office.
             227          (d) If the supreme court determines that any petition filed is not legally sufficient, the
             228      supreme court may enjoin the lieutenant governor and all other officers from certifying or
             229      printing the ballot title and numbers of that measure on the official ballot for the next election.
             230          Section 6. Section 20A-7-213 is amended to read:
             231           20A-7-213. Misconduct of electors and officers -- Penalty.
             232          (1) It is unlawful for any person to:
             233          (a) sign any name other than his own to any initiative petition;
             234          (b) knowingly sign his name more than once for the same measure at one election;
             235          (c) sign an initiative knowing he is not a legal voter; or
             236          (d) knowingly and willfully violate any provision of this part.
             237          (2) It is unlawful for any person to sign the verification for an initiative packet knowing
             238      that:
             239          (a) he does not meet the residency requirements of Section 20A-2-105 ;
             240          (b) he has not witnessed the signatures of those persons whose names appear in the
             241      initiative packet; or
             242          (c) one or more persons whose signatures appear in the initiative packet is either:



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             243
         (i) not registered to vote in Utah; or
             244          (ii) does not intend to become registered to vote in Utah.
             245          (3) It is unlawful for any person to:
             246          (a) pay a person to sign an initiative petition;
             247          (b) pay a person to remove the person's signature from an initiative petition;
             248          (c) accept payment to sign an initiative petition; or
             249          (d) accept payment to have the person's name removed from an initiative petition.
             250          [(3)] (4) Any person violating this section is guilty of a class A misdemeanor.
             251          [(4)] (5) The attorney general or the county attorney shall prosecute any violation of
             252      this section.
             253          Section 7. Section 20A-11-702 is amended to read:
             254           20A-11-702. Campaign financial reporting of political issues expenditures by
             255      corporations -- Financial reporting.
             256          (1) (a) Each corporation that has made political issues expenditures on current or
             257      proposed ballot issues that total at least $750 during a calendar year shall file a verified
             258      financial statement with the lieutenant governor's office on:
             259          (i) January 5, reporting expenditures as of December 31 of the previous year;
             260          (ii) March 1;
             261          (iii) June 1;
             262          [(ii)] (iv) September 15; and
             263          [(iii)] (v) seven days before the regular general election.
             264          (b) The corporation shall report:
             265          (i) a detailed listing of all expenditures made since the last statement; and
             266          (ii) for financial statements filed on September 15 and before the primary and general
             267      elections, expenditures as of three days before the required filing date of the financial
             268      statement.
             269          (c) The corporation need not file a statement under this section if it made no
             270      expenditures during the reporting period.
             271          (2) That statement shall include:
             272          (a) the name and address of each individual, entity, or group of individuals or entities
             273      that received a political issues expenditure of more than $50 from the corporation, and the



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             274
     amount of each political issues expenditure;
             275          (b) the total amount of political issues expenditures disbursed by the corporation; and
             276          (c) a paragraph signed by the corporation's treasurer or chief financial officer verifying
             277      the accuracy of the verified financial statement.
             278          Section 8. Section 20A-11-802 is amended to read:
             279           20A-11-802. Political issues committees -- Financial reporting.
             280          (1) (a) Each registered political issues committee that has received political issues
             281      contributions totaling at least $750, or disbursed political issues expenditures totaling at least
             282      $50 during a calendar year on current or proposed statewide ballot propositions, to influence an
             283      incorporation petition or an incorporation election, or on initiative petitions to be submitted to
             284      the Legislature, shall file a verified financial statement with the lieutenant governor's office:
             285          (i) on January 5, reporting contributions and expenditures as of December 31 of the
             286      previous year;
             287          (ii) seven days before the date of an incorporation election, if the political issues
             288      committee has received donations or made disbursements to affect an incorporation;
             289          (iii) at least 3 days before the first public hearing held as required by Section
             290      20A-7-204.1 ;
             291          (iv) at the time the sponsors submit the verified and certified initiative packets to the
             292      county clerk as required by Section 20A-7-206 ;
             293          [(iii)] (v) on September 15; and
             294          [(iv)] (vi) seven days before the regular general election.
             295          (b) The political issues committee shall report:
             296          (i) a detailed listing of all contributions received and expenditures made since the last
             297      statement; and
             298          (ii) for financial statements filed on September 15 and before the general election, all
             299      contributions and expenditures as of three days before the required filing date of the financial
             300      statement.
             301          (c) The political issues committee need not file a statement under this section if it
             302      received no contributions and made no expenditures during the reporting period.
             303          (2) (a) That statement shall include:
             304          (i) the name, address, and occupation of any individual that makes a political issues



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             305
     contribution to the reporting political issues committee, and the amount of the political issues
             306      contribution;
             307          (ii) the identification of any publicly identified class of individuals that makes a
             308      political issues contribution to the reporting political issues committee, and the amount of the
             309      political issues contribution;
             310          (iii) the name and address of any political issues committee, group, or entity that makes
             311      a political issues contribution to the reporting political issues committee, and the amount of the
             312      political issues contribution;
             313          (iv) the name and address of each reporting entity that makes a political issues
             314      contribution to the reporting political issues committee, and the amount of the political issues
             315      contribution;
             316          (v) for each nonmonetary contribution, the fair market value of the contribution;
             317          (vi) except as provided in Subsection (2)(c), the name and address of each individual,
             318      entity, or group of individuals or entities that received a political issues expenditure of more
             319      than $50 from the reporting political issues committee, and the amount of each political issues
             320      expenditure;
             321          (vii) for each nonmonetary expenditure, the fair market value of the expenditure;
             322          (viii) the total amount of political issues contributions received and political issues
             323      expenditures disbursed by the reporting political issues committee;
             324          (ix) a paragraph signed by the political issues committee's treasurer or chief financial
             325      officer verifying that, to the best of the signer's knowledge, the financial statement is accurate;
             326      and
             327          (x) a summary page in the form required by the lieutenant governor that identifies:
             328          (A) beginning balance;
             329          (B) total contributions during the period since the last statement;
             330          (C) total contributions to date;
             331          (D) total expenditures during the period since the last statement; and
             332          (E) total expenditures to date.
             333          (b) (i) Political issues contributions received by a political issues committee that have a
             334      value of $50 or less need not be reported individually, but shall be listed on the report as an
             335      aggregate total.



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             336
         (ii) Two or more political issues contributions from the same source that have an
             337      aggregate total of more than $50 may not be reported in the aggregate, but shall be reported
             338      separately.
             339          (c) When reporting political issue expenditures made to circulators of initiative
             340      petitions, the political issues committee:
             341          (i) need only report the amount paid to each initiate petition circulator; and
             342          (ii) need not report the name or address of the circulator.
             343          Section 9. Severability clause.
             344           h [ (1) Except as provided in Subsection (2), it ] IT h is the intent of the Legislature that if any
             345      provision of this act, or the application of any provision of this act to any person or
             346      circumstance, is held invalid, the remainder of this act shall h NOT h be given effect without the
             346a      invalid
             347      provision or application.
             348           h [ (2) It is the intent of the Legislature that:
             349          (a) Subsection 20A-7-201 (1)(a)(ii) is not severable from Subsection
             350      20A-7-201 (1)(a)(i); and
             351          (b) Subsection 20A-7-201 (2)(a)(ii) is not severable from Subsection
             352      20A-7-201 (2)(a)(i).
] h


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