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S.B. 44

             1     

CHILD CARE CENTERS REGULATIONS

             2     
2004 GENERAL SESSION

             3     
STATE OF UTAH

             4     
Sponsor: Parley G. Hellewell

             5     
             6      LONG TITLE
             7      General Description:
             8          This bill amends the Department of Health's authority to impose certain regulations on
             9      day care providers and amends the Government Records Access and Management Act
             10      to classify certain records of the department as protected records.
             11      Highlighted Provisions:
             12          This bill:
             13          .    amends the way in which the department calculates the minimum square footage
             14      required for a day care provider;
             15          .    limits the department's authority to impose playground equipment safety standards
             16      to the minimum standards imposed by the state, a municipality, or the public school
             17      district in which the facility is located;
             18          .    prohibits the department from imposing group size limitations at a day care center
             19      as long as the center meets caregiver to child ratios imposed by the department; and
             20          .    requires the department to classify records concerning an unsubstantiated license
             21      complaint as a protected record under the Government Records Access and
             22      Management Act.
             23      Monies Appropriated in this Bill:
             24          None
             25      Other Special Clauses:
             26          None
             27      Utah Code Sections Affected:


             28      AMENDS:
             29          26-39-104, as last amended by Chapter 13, Laws of Utah 2003
             30          63-2-304, as last amended by Chapters 60 and 131, Laws of Utah 2003
             31     
             32      Be it enacted by the Legislature of the state of Utah:
             33          Section 1. Section 26-39-104 is amended to read:
             34           26-39-104. Duties of the department.
             35          (1) With regard to child care programs licensed under this chapter, the department
             36      may:
             37          (a) make and enforce rules to implement this chapter and, as necessary to protect
             38      children's common needs for a safe and healthy environment, to provide for:
             39          (i) adequate facilities and equipment; and
             40          (ii) competent caregivers considering the age of the children and the type of program
             41      offered by the licensee;
             42          (b) make and enforce rules necessary to carry out the purposes of this chapter, in the
             43      following areas:
             44          (i) requirements for applications, the application process, and compliance with other
             45      applicable statutes and rules;
             46          (ii) documentation and policies and procedures that providers shall have in place in
             47      order to be licensed, in accordance with Subsection (1)(a);
             48          (iii) categories, classifications, and duration of initial and ongoing licenses;
             49          (iv) changes of ownership or name, changes in licensure status, and changes in
             50      operational status;
             51          (v) license expiration and renewal, contents, and posting requirements;
             52          (vi) procedures for inspections, complaint resolution, disciplinary actions, and other
             53      procedural measures to encourage and assure compliance with statute and rule; and
             54          (vii) guidelines necessary to assure consistency and appropriateness in the regulation
             55      and discipline of licensees; and
             56          (c) set and collect licensing and other fees in accordance with Section 26-1-6 .
             57          (2) (a) The department may not regulate educational curricula, academic methods, or
             58      the educational philosophy or approach of the provider.


             59          (b) The department shall allow for a broad range of educational training and academic
             60      background in certification or qualification of child day care directors.
             61          (3) In licensing and regulating child care programs, the department shall reasonably
             62      balance the benefits and burdens of each regulation and, by rule, provide for a range of
             63      licensure, depending upon the needs and different levels and types of child care provided.
             64          (4) Notwithstanding the definition of "child" in Subsection 26-39-102 (1), the
             65      department shall count children through age 12 and children with disabilities through age 18
             66      toward the minimum square footage requirement for indoor and outdoor areas, including the
             67      child of:
             68          (a) a licensed residential child care provider; or
             69          (b) an owner or employee of a licensed child care center.
             70          (5) Notwithstanding Subsection (1)(a)(i), the department may not:
             71          (a) exclude floor space used for furniture, fixtures or equipment from the minimum
             72      square footage requirement for indoor and outdoor areas if the furniture, fixture, or equipment
             73      is used:
             74          (i) by children;
             75          (ii) for the care of children; or
             76          (iii) to store classroom materials;
             77          (b) impose playground equipment safety standards that are stricter than the minimum
             78      playground equipment safety standards imposed by:
             79          (i) the state;
             80          (ii) the municipality in which the facility is located; or
             81          (iii) the school district in which the facility is located; and
             82          (c) impose group size restrictions so long as the facility complies with the minimum
             83      caregiver to child ratios established by the department.
             84          Section 2. Section 63-2-304 is amended to read:
             85           63-2-304. Protected records.
             86          The following records are protected if properly classified by a governmental entity:
             87          (1) trade secrets as defined in Section 13-24-2 if the person submitting the trade secret
             88      has provided the governmental entity with the information specified in Section 63-2-308 ;
             89          (2) commercial information or nonindividual financial information obtained from a


             90      person if:
             91          (a) disclosure of the information could reasonably be expected to result in unfair
             92      competitive injury to the person submitting the information or would impair the ability of the
             93      governmental entity to obtain necessary information in the future;
             94          (b) the person submitting the information has a greater interest in prohibiting access
             95      than the public in obtaining access; and
             96          (c) the person submitting the information has provided the governmental entity with
             97      the information specified in Section 63-2-308 ;
             98          (3) commercial or financial information acquired or prepared by a governmental entity
             99      to the extent that disclosure would lead to financial speculations in currencies, securities, or
             100      commodities that will interfere with a planned transaction by the governmental entity or cause
             101      substantial financial injury to the governmental entity or state economy;
             102          (4) records the disclosure of which could cause commercial injury to, or confer a
             103      competitive advantage upon a potential or actual competitor of, a commercial project entity as
             104      defined in Subsection 11-13-103 (4);
             105          (5) test questions and answers to be used in future license, certification, registration,
             106      employment, or academic examinations;
             107          (6) records the disclosure of which would impair governmental procurement
             108      proceedings or give an unfair advantage to any person proposing to enter into a contract or
             109      agreement with a governmental entity, except that this Subsection (6) does not restrict the right
             110      of a person to see bids submitted to or by a governmental entity after bidding has closed;
             111          (7) records that would identify real property or the appraisal or estimated value of real
             112      or personal property, including intellectual property, under consideration for public acquisition
             113      before any rights to the property are acquired unless:
             114          (a) public interest in obtaining access to the information outweighs the governmental
             115      entity's need to acquire the property on the best terms possible;
             116          (b) the information has already been disclosed to persons not employed by or under a
             117      duty of confidentiality to the entity;
             118          (c) in the case of records that would identify property, potential sellers of the described
             119      property have already learned of the governmental entity's plans to acquire the property; or
             120          (d) in the case of records that would identify the appraisal or estimated value of


             121      property, the potential sellers have already learned of the governmental entity's estimated value
             122      of the property;
             123          (8) records prepared in contemplation of sale, exchange, lease, rental, or other
             124      compensated transaction of real or personal property including intellectual property, which, if
             125      disclosed prior to completion of the transaction, would reveal the appraisal or estimated value
             126      of the subject property, unless:
             127          (a) the public interest in access outweighs the interests in restricting access, including
             128      the governmental entity's interest in maximizing the financial benefit of the transaction; or
             129          (b) when prepared by or on behalf of a governmental entity, appraisals or estimates of
             130      the value of the subject property have already been disclosed to persons not employed by or
             131      under a duty of confidentiality to the entity;
             132          (9) records created or maintained for civil, criminal, or administrative enforcement
             133      purposes or audit purposes, or for discipline, licensing, certification, or registration purposes[,]:
             134          (a) if release of the records:
             135          [(a)] (i) reasonably could be expected to interfere with investigations undertaken for
             136      enforcement, discipline, licensing, certification, or registration purposes;
             137          [(b)] (ii) reasonably could be expected to interfere with audits, disciplinary, or
             138      enforcement proceedings;
             139          [(c)] (iii) would create a danger of depriving a person of a right to a fair trial or
             140      impartial hearing;
             141          [(d)] (iv) reasonably could be expected to disclose the identity of a source who is not
             142      generally known outside of government and, in the case of a record compiled in the course of
             143      an investigation, disclose information furnished by a source not generally known outside of
             144      government if disclosure would compromise the source; or
             145          [(e)] (v) reasonably could be expected to disclose investigative or audit techniques,
             146      procedures, policies, or orders not generally known outside of government if disclosure would
             147      interfere with enforcement or audit efforts; or
             148          (b) if the records are created or maintained by the Department of Health as a result of
             149      an investigation of a complaint regarding a child care center licensing violation and the
             150      complaint cannot be substantiated by the department;
             151          (10) records the disclosure of which would jeopardize the life or safety of an


             152      individual;
             153          (11) records the disclosure of which would jeopardize the security of governmental
             154      property, governmental programs, or governmental recordkeeping systems from damage, theft,
             155      or other appropriation or use contrary to law or public policy;
             156          (12) records that, if disclosed, would jeopardize the security or safety of a correctional
             157      facility, or records relating to incarceration, treatment, probation, or parole, that would interfere
             158      with the control and supervision of an offender's incarceration, treatment, probation, or parole;
             159          (13) records that, if disclosed, would reveal recommendations made to the Board of
             160      Pardons and Parole by an employee of or contractor for the Department of Corrections, the
             161      Board of Pardons and Parole, or the Department of Human Services that are based on the
             162      employee's or contractor's supervision, diagnosis, or treatment of any person within the board's
             163      jurisdiction;
             164          (14) records and audit workpapers that identify audit, collection, and operational
             165      procedures and methods used by the State Tax Commission, if disclosure would interfere with
             166      audits or collections;
             167          (15) records of a governmental audit agency relating to an ongoing or planned audit
             168      until the final audit is released;
             169          (16) records prepared by or on behalf of a governmental entity solely in anticipation of
             170      litigation that are not available under the rules of discovery;
             171          (17) records disclosing an attorney's work product, including the mental impressions or
             172      legal theories of an attorney or other representative of a governmental entity concerning
             173      litigation;
             174          (18) records of communications between a governmental entity and an attorney
             175      representing, retained, or employed by the governmental entity if the communications would be
             176      privileged as provided in Section 78-24-8 ;
             177          (19) personal files of a legislator, including personal correspondence to or from a
             178      member of the Legislature, provided that correspondence that gives notice of legislative action
             179      or policy may not be classified as protected under this section;
             180          (20) (a) records in the custody or control of the Office of Legislative Research and
             181      General Counsel, that, if disclosed, would reveal a particular legislator's contemplated
             182      legislation or contemplated course of action before the legislator has elected to support the


             183      legislation or course of action, or made the legislation or course of action public; and
             184          (b) notwithstanding Subsection (20)(a), the form to request legislation submitted to the
             185      Office of Legislative Research and General Counsel is a public document unless a legislator
             186      asks that the records requesting the legislation be maintained as protected records until such
             187      time as the legislator elects to make the legislation or course of action public;
             188          (21) research requests from legislators to the Office of Legislative Research and
             189      General Counsel or the Office of the Legislative Fiscal Analyst and research findings prepared
             190      in response to these requests;
             191          (22) drafts, unless otherwise classified as public;
             192          (23) records concerning a governmental entity's strategy about collective bargaining or
             193      pending litigation;
             194          (24) records of investigations of loss occurrences and analyses of loss occurrences that
             195      may be covered by the Risk Management Fund, the Employers' Reinsurance Fund, the
             196      Uninsured Employers' Fund, or similar divisions in other governmental entities;
             197          (25) records, other than personnel evaluations, that contain a personal recommendation
             198      concerning an individual if disclosure would constitute a clearly unwarranted invasion of
             199      personal privacy, or disclosure is not in the public interest;
             200          (26) records that reveal the location of historic, prehistoric, paleontological, or
             201      biological resources that if known would jeopardize the security of those resources or of
             202      valuable historic, scientific, educational, or cultural information;
             203          (27) records of independent state agencies if the disclosure of the records would
             204      conflict with the fiduciary obligations of the agency;
             205          (28) records of a public institution of higher education regarding tenure evaluations,
             206      appointments, applications for admissions, retention decisions, and promotions, which could be
             207      properly discussed in a meeting closed in accordance with Title 52, Chapter 4, Open and Public
             208      Meetings, provided that records of the final decisions about tenure, appointments, retention,
             209      promotions, or those students admitted, may not be classified as protected under this section;
             210          (29) records of the governor's office, including budget recommendations, legislative
             211      proposals, and policy statements, that if disclosed would reveal the governor's contemplated
             212      policies or contemplated courses of action before the governor has implemented or rejected
             213      those policies or courses of action or made them public;


             214          (30) records of the Office of the Legislative Fiscal Analyst relating to budget analysis,
             215      revenue estimates, and fiscal notes of proposed legislation before issuance of the final
             216      recommendations in these areas;
             217          (31) records provided by the United States or by a government entity outside the state
             218      that are given to the governmental entity with a requirement that they be managed as protected
             219      records if the providing entity certifies that the record would not be subject to public disclosure
             220      if retained by it;
             221          (32) transcripts, minutes, or reports of the closed portion of a meeting of a public body
             222      except as provided in Section 52-4-7 ;
             223          (33) records that would reveal the contents of settlement negotiations but not including
             224      final settlements or empirical data to the extent that they are not otherwise exempt from
             225      disclosure;
             226          (34) memoranda prepared by staff and used in the decision-making process by an
             227      administrative law judge, a member of the Board of Pardons and Parole, or a member of any
             228      other body charged by law with performing a quasi-judicial function;
             229          (35) records that would reveal negotiations regarding assistance or incentives offered
             230      by or requested from a governmental entity for the purpose of encouraging a person to expand
             231      or locate a business in Utah, but only if disclosure would result in actual economic harm to the
             232      person or place the governmental entity at a competitive disadvantage, but this section may not
             233      be used to restrict access to a record evidencing a final contract;
             234          (36) materials to which access must be limited for purposes of securing or maintaining
             235      the governmental entity's proprietary protection of intellectual property rights including patents,
             236      copyrights, and trade secrets;
             237          (37) the name of a donor or a prospective donor to a governmental entity, including a
             238      public institution of higher education, and other information concerning the donation that could
             239      reasonably be expected to reveal the identity of the donor, provided that:
             240          (a) the donor requests anonymity in writing;
             241          (b) any terms, conditions, restrictions, or privileges relating to the donation may not be
             242      classified protected by the governmental entity under this Subsection (37); and
             243          (c) except for public institutions of higher education, the governmental unit to which
             244      the donation is made is primarily engaged in educational, charitable, or artistic endeavors, and


             245      has no regulatory or legislative authority over the donor, a member of his immediate family, or
             246      any entity owned or controlled by the donor or his immediate family;
             247          (38) accident reports, except as provided in Sections 41-6-40 , 41-12a-202 , and
             248      73-18-13 ;
             249          (39) a notification of workers' compensation insurance coverage described in Section
             250      34A-2-205 ;
             251          (40) (a) the following records of a public institution of education, which have been
             252      developed, discovered, or received by or on behalf of faculty, staff, employees, or students of
             253      the institution:
             254          (i) unpublished lecture notes;
             255          (ii) unpublished research notes and data;
             256          (iii) unpublished manuscripts;
             257          (iv) creative works in process;
             258          (v) scholarly correspondence; and
             259          (vi) confidential information contained in research proposals; and
             260          (b) Subsection (40)(a) may not be construed to affect the ownership of a record;
             261          (41) (a) records in the custody or control of the Office of Legislative Auditor General
             262      that would reveal the name of a particular legislator who requests a legislative audit prior to the
             263      date that audit is completed and made public; and
             264          (b) notwithstanding Subsection (41)(a), a request for a legislative audit submitted to the
             265      Office of the Legislative Auditor General is a public document unless the legislator asks that
             266      the records in the custody or control of the Office of Legislative Auditor General that would
             267      reveal the name of a particular legislator who requests a legislative audit be maintained as
             268      protected records until the audit is completed and made public;
             269          (42) records that provide detail as to the location of an explosive, including a map or
             270      other document that indicates the location of:
             271          (a) a production facility; or
             272          (b) a magazine;
             273          (43) information contained in the database described in Section 62A-3-311.1 ;
             274          (44) information contained in the Management Information System and Licensing
             275      Information System described in Title 62A, Chapter 4a, Child and Family Services; and


             276          (45) information regarding National Guard operations or activities in support of the
             277      National Guard's federal mission.




Legislative Review Note
    as of 1-5-04 7:25 AM


A limited legal review of this legislation raises no obvious constitutional or statutory concerns.

Office of Legislative Research and General Counsel


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