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S.B. 175

             1     

PROTECTION OF PRIVATE LAWFULLY

             2     
OBTAINED PROPERTY

             3     
2004 GENERAL SESSION

             4     
STATE OF UTAH

             5     
Sponsor: D. Chris Buttars

             6      Mike Dmitrich
             7      Ron Allen
             8      Patrice M. Arent
             9      Gregory S. Bell
             10      Leonard M. Blackham
             11      Curtis S. Bramble
             12      Gene DavisDan R. Eastman
Beverly Ann Evans
James M. Evans
Karen Hale
Thomas V. Hatch
John W. Hickman
Paula F. JulanderSheldon L. Killpack
Peter C. Knudson
L. Alma Mansell
Ed P. Mayne
David L. Thomas
Carlene M. Walker              13     
             14      LONG TITLE
             15      General Description:
             16          This bill modifies the Utah Uniform Forfeiture Procedures Act regarding property
             17      owner interests, allocation of forfeiture proceeds, and reporting.
             18      Highlighted Provisions:
             19          This bill:
             20          .    provides additional definitions;
             21          .    increases innocent owner protections;
             22          .    repeals the provision for depositing forfeiture proceeds in the Uniform School fund;
             23          .    creates a special revenue fund known as the Crime Reduction Assistance Fund, to
             24      be managed by the Commission on Criminal and Juvenile Justice;
             25          .    specifies accountability standards in management of forfeited property and of the
             26      proceeds;
             27          .    specifies law enforcement purposes for which the proceeds may be used and those
             28      purposes for which the proceeds may not be used;
             29          .    specifies standards and procedures for allocation of the proceeds to law enforcement


             30      agencies by the Commission on Criminal and Juvenile Justice; and
             31          .    requires reporting by agencies and by the Commission on Criminal and Juvenile
             32      Justice.
             33      Monies Appropriated in this Bill:
             34          None
             35      Other Special Clauses:
             36          This bill provides an immediate effective date.
             37      Utah Code Sections Affected:
             38      AMENDS:
             39          24-1-2, as enacted by Statewide Initiative B, Nov. 7, 2000, Laws of Utah 2000
             40          24-1-3, as enacted by Statewide Initiative B, Nov. 7, 2000, Laws of Utah 2000
             41          24-1-4, as enacted by Statewide Initiative B, Nov. 7, 2000, Laws of Utah 2000
             42          24-1-6, as enacted by Statewide Initiative B, Nov. 7, 2000, Laws of Utah 2000
             43          24-1-7, as last amended by Chapter 185, Laws of Utah 2002
             44          24-1-10, as last amended by Chapter 185, Laws of Utah 2002
             45          24-1-11, as enacted by Statewide Initiative B, Nov. 7, 2000, Laws of Utah 2000
             46          24-1-12, as enacted by Statewide Initiative B, Nov. 7, 2000, Laws of Utah 2000
             47          24-1-14, as enacted by Statewide Initiative B, Nov. 7, 2000, Laws of Utah 2000
             48          24-1-15, as last amended by Chapter 185, Laws of Utah 2002
             49      ENACTS:
             50          24-1-3.5, Utah Code Annotated 1953
             51          24-1-17, Utah Code Annotated 1953
             52          24-1-18, Utah Code Annotated 1953
             53          24-1-19, Utah Code Annotated 1953
             54          24-1-20, Utah Code Annotated 1953
             55      REPEALS:
             56          24-1-16, as last amended by Chapter 185, Laws of Utah 2002
             57     
             58      Be it enacted by the Legislature of the state of Utah:
             59          Section 1. Section 24-1-2 is amended to read:
             60           24-1-2. Purpose.


             61          It is the intent of this chapter to:
             62          (1) provide [for] a uniform set of procedures and substantive standards for the criminal
             63      and civil forfeiture of property within the state of Utah;
             64          (2) permit law enforcement personnel to deter crime by lawfully seizing and forfeiting
             65      contraband and the instrumentalities and proceeds of criminal conduct;
             66          (3) protect innocent owners and innocent interest holders from the [wrongful taking]
             67      forfeiture of their property;
             68          (4) ensure that seizures and forfeitures of property from private citizens are [not
             69      disproportionate] in proportion to the violation or crime committed;
             70          (5) ensure direct control and accountability over the use and sale of forfeited property
             71      and [the proceeds generated therefrom] the revenue resulting from the disposal of forfeited
             72      property; [and]
             73          (6) ensure the revenue resulting from property forfeiture allows continued:
             74          (a) law enforcement, crime prevention, and drug courts; and
             75          (b) other appropriate activities related to the functions under Subsection (6)(a);
             76          (7) maximize the benefits of, and accountability for, federal asset forfeiture sharing for
             77      the citizens of the state; and
             78          [(6)] (8) direct that any and all revenues resulting from the sale of forfeited property be
             79      [contributed to the Uniform School Fund] allocated to the Utah Commission on Criminal and
             80      Juvenile Justice for grants to state and local law enforcement agencies according to specified
             81      guidelines.
             82          Section 2. Section 24-1-3 is amended to read:
             83           24-1-3. Definitions.
             84          As used in this section:
             85          (1) "Agency" [shall mean] means any agency of municipal, county, or state
             86      government, including law enforcement agencies, law enforcement personnel, and
             87      multi-jurisdictional task forces.
             88          (2) "Claimant" means:
             89          (a) any owner of property as defined in this section;
             90          (b) any interest holder as defined in this section; and
             91          (c) any other person or entity who asserts a claim to any property seized for forfeiture


             92      under this section.
             93          (3) "Complaint" means a civil complaint seeking the forfeiture of any real or personal
             94      property pursuant to this chapter.
             95          [(2)] (4) "Contraband" [shall mean] means any property, item, or substance which is
             96      unlawful to produce or to possess under state or federal law.
             97          (5) "Fund" means the Crime Reduction Assistance Fund created in Section 24-1-17 .
             98          (6) (a) "Innocent owner" means an owner or interest holder who held an ownership
             99      interest in property at the time the conduct subjecting the property to seizure occurred, and:
             100          (i) did not have actual knowledge of the conduct subjecting the property to seizure; or
             101          (ii) upon learning of the conduct subjecting the property to seizure, took reasonable
             102      steps to prohibit the illegal use of the property.
             103          (b) "Innocent owner" means an owner or interest holder who acquired an ownership
             104      interest in the property after the conduct subjecting the property to seizure has occurred, and
             105      who had no knowledge that the illegal conduct subjecting the property to seizure had occurred
             106      or that the property had been seized for forfeiture, and:
             107          (i) acquired the property in a bona fide transaction for value;
             108          (ii) was a person, including a minor child, who acquired an interest in the property
             109      through probate or inheritance; or
             110          (iii) was a spouse who acquired an interest in property through dissolution of marriage
             111      or by operation of law.
             112          (7) (a) "Interest holder" means a secured party as defined in Subsection
             113      70A-9a-102 (72), a mortgagee, lien creditor, or the beneficiary of a security interest or
             114      encumbrance pertaining to an interest in property, whose interest would be perfected against a
             115      good faith purchaser for value.
             116          (b) "Interest holder" does not mean a person who holds property for the benefit of or as
             117      an agent or nominee for another person, or who is not in substantial compliance with any
             118      statute requiring an interest in property to be recorded or reflected in public records in order to
             119      perfect the interest against a good faith purchaser for value.
             120          (8) "Legal costs" means the costs and expenses incurred by the prosecuting agency, not
             121      to exceed twenty percent of the net value of the forfeited property.
             122          (9) "Legislative body" means:


             123          (a) (i) the state Legislature, county commission, county council, city commission, city
             124      council, or town council that has fiscal oversight and budgetary approval authority over a
             125      seizing agency; or
             126          (ii) the seizing agency's governing political subdivision; or
             127          (b) the lead governmental entity of a multi-jurisdictional task force, as designated in a
             128      memorandum of understanding executed by the agencies participating in the task force.
             129          [(3)] (10) "Multi-jurisdictional task force" [shall mean] means a law enforcement task
             130      force or other agency comprised of persons who are employed by or acting under the authority
             131      of different governmental authorities, including federal, state, county or municipal
             132      governments, or any combination [thereof] of these agencies.
             133          [(4)] (11) "Owner" [shall mean] means any person or entity, other than an interest
             134      holder as defined in this section, that possesses a bona fide legal or equitable interest in real or
             135      personal property[, including a security interest].
             136          (12) "Program means the Crime Redaction Assistance Program created in Section
             137      24-1-19 .
             138          [(5)] (13) "Property" [shall mean] means all property, whether real or personal, tangible
             139      or intangible.
             140          [(6)] (14) "Prosecuting Attorney" [shall mean the public attorney authorized by a
             141      specific provision of state law to initiate forfeiture proceedings under this chapter.] means:
             142          (a) the state attorney general and any assistant attorney general;
             143          (b) any district attorney or deputy district attorney; and
             144          (c) any county attorney or assistant county attorney;
             145          (d) any other attorney authorized to commence an action on behalf of the state under
             146      this chapter or other provisions of state law.
             147          (15) "Seize for forfeiture" means seizure of property:
             148          (a) by a law enforcement officer or law enforcement agency, including a constructive
             149      seizure; and
             150          (b) accompanied by an assertion by the officer or agency or by a prosecuting attorney
             151      that the property is seized for forfeiture in accordance with this chapter.
             152          [(7) "State law" means all Utah law, including municipal, county and state law.]
             153          Section 3. Section 24-1-3.5 is enacted to read:


             154          24-1-3.5. Jurisdiction and venue.
             155          (1) A state district court has jurisdiction over any action filed in accordance with this
             156      chapter regarding:
             157          (a) all interests in property if the property for which forfeiture is sought is within this
             158      state at the time the action is filed; and
             159          (b) the interests of owners or interest holders in the property, if the owner or interest
             160      holder is subject to the personal jurisdiction of the district court.
             161          (2) (a) In addition to the venue provided for under Title 78, Chapter 13, Place of
             162      Trial-Venue, or any other provisions of law, a proceeding for forfeiture under this chapter may
             163      be maintained in the judicial district in which:
             164          (i) any part of the property is found; or
             165          (ii) a civil or criminal action could be maintained against an owner or interest holder
             166      for the conduct alleged to give cause for the forfeiture.
             167          (b) A claimant may obtain a change of venue under Section 78-13-9 .
             168          Section 4. Section 24-1-4 is amended to read:
             169           24-1-4. Civil Procedures.
             170          (1) An agency which seizes property under any provision of state law subjecting [an
             171      owner's] the property to [civil] forfeiture shall, as soon as practicable, but in no case more than
             172      30 days after seizure:
             173          (a) prepare a detailed inventory of all property seized and transfer the seized property
             174      to a designated official within the agency, who shall be responsible for holding and maintaining
             175      seized property pending a court order of release or final determination of forfeiture and
             176      disposition of property under this chapter;
             177          (b) notify the prosecuting attorney for the appropriate jurisdiction who is responsible
             178      for initiating [civil] forfeiture proceedings under this chapter of the items of property seized,
             179      the place of the seizure and any persons arrested at the time of seizure; and
             180          (c) give written notice to all owners and interest holders known, or reasonably
             181      discoverable after due diligence, of [the following items]:
             182          (i) the date of the seizure and the property seized;
             183          (ii) the owner's or interest holder's rights and obligations under this chapter, including
             184      the availability of [counsel and] hardship relief in appropriate circumstances; and


             185          (iii) [an outline] a brief description of the [steps in the] statutory basis for the forfeiture
             186      and the judicial proceedings by which property is forfeited under this chapter.
             187          (2) (a) If the seizing agency fails to provide notice as required in [subparagraph]
             188      Subsection (1)[(c)], an owner or interest holder entitled to notice who does not receive notice
             189      may void the forfeiture with respect to the owner's or interest holder's interest in the property
             190      by bringing a motion before the appropriate district court and serving it upon the seizing
             191      agency. [Such] The motion may be brought at any time prior to the final disposition of the
             192      property under this chapter.
             193          (b) If an owner or interest holder brings a motion to void the forfeiture for lack of the
             194      notice required under [subparagraph] Subsection (1)[(c)], the court shall void the forfeiture
             195      unless the seizing agency demonstrates:
             196          [(a)] (i) good cause for the failure to give notice to that owner; or
             197          [(b)] (ii) that the owner otherwise had actual notice of the seizure.
             198          (3) (a) Within [90] 60 days of any seizure, the prosecuting attorney shall file a
             199      complaint for forfeiture in the appropriate district court and serve a summons and notice of
             200      intent to seek forfeiture with a copy of the complaint upon all owners and interest holders
             201      known to the prosecuting attorney to have an interest in the property. Service shall be by one
             202      of the following methods:
             203          [(i) personal service upon each owner whose name and address is known, or by mailing
             204      a copy to the last known address; or]
             205          [(ii) upon all other owners whose addresses are not known, by publication in a
             206      newspaper of general circulation in the county where the seizure was made for a period of two
             207      consecutive weeks.]
             208          (i) if the owner's or interest holder's name and current address are known, either by
             209      personal service by any person qualified to serve process, by a law enforcement officer, or by
             210      certified mail, return receipt requested, to that address;
             211          (ii) if the owner's or interest holder's name and address are required by law to be on
             212      record with any state agency in order to perfect an interest in property and the owner's or
             213      interest holder's current address is not known, by mailing a copy of the notice by certified mail,
             214      return receipt requested, to the most recent address listed by any of those agencies; or
             215          (iii) if the owner's or interest holder's address is not known and is not on record as


             216      provided in Subsections (3)(a)(i) or (ii), by publication for two successive weeks in a
             217      newspaper of general circulation in the county in which the seizure occurred.
             218          (b) Notice is effective upon the earlier of personal service, publication, or the mailing
             219      of a written notice.
             220          (c) The summons and notice of intent to seek forfeiture shall:
             221          (i) be addressed to the known owners and interest holders of the seized property, and to
             222      the person from whom the property was seized;
             223          (ii) contain the name, business address, and business telephone number of the
             224      prosecuting attorney seeking the forfeiture; and
             225          (iii) contain:
             226          (A) a description of the property which is the subject matter of the forfeiture
             227      proceeding;
             228          (B) notice that a complaint for forfeiture has been or will be filed;
             229          (C) the time and procedural requirements for filing an answer or claim;
             230          (D) notice of the availability of hardship or bond release of the property; and
             231          (E) notice that failure to file an answer or other claim regarding the seized property will
             232      result in a default judgment against the seized property.
             233          [(b)] (d) The complaint shall describe with reasonable particularity:
             234          (i) the property which is the subject matter of the forfeiture proceeding;
             235          (ii) the date and place of seizure; and
             236          (iii) the allegations which constitute a basis for forfeiture.
             237          (4) (a) If the prosecuting attorney does not timely file a complaint for forfeiture of the
             238      property in accordance with [subparagraph] Subsection (3), the agency shall promptly return
             239      the property to its owner and the prosecuting attorney [shall] may take no further action to
             240      effect the forfeiture of [such] the property.
             241          (b) If the agency knows of more than one owner, it shall return the property to the
             242      owner who was in possession at the time of the seizure.
             243          (5) (a) In any case where the prosecuting attorney files a complaint for forfeiture of
             244      property, an owner or interest holder may file a claim and an answer to the complaint.
             245          (b) The claim and answer shall be filed within 30 days after the complaint is served in
             246      person or by mail, or where applicable, within 30 days after publication under [subparagraph]


             247      Subsection (3)[(a)(ii)].
             248          (6) (a) Except as otherwise provided in this chapter, [civil] forfeiture proceedings are
             249      governed by the Utah Rules of Civil Procedure.
             250          (b) The court shall take all reasonable steps to expedite forfeiture proceedings and shall
             251      give [such] these proceedings the same priority as is given to criminal cases.
             252          (c) In all suits or actions brought for the civil forfeiture of any property under this
             253      chapter, the burden of proof is on the prosecuting attorney to establish, by clear and convincing
             254      evidence, to what extent, if any, property is subject to forfeiture.
             255          (d) The right to trial by jury applies to [civil] forfeiture proceedings under this chapter.
             256          Section 5. Section 24-1-6 is amended to read:
             257           24-1-6. Innocent owners.
             258          (1) An innocent owner's or interest holder's interest in property [shall] may not be
             259      forfeited [civilly] under any provision of state law.
             260          (2) The prosecuting attorney [shall have] has the burden of establishing by clear and
             261      convincing evidence that an [individual is not an innocent] owner[.]or interest holder:
             262          [(3) With respect to an ownership interest in existence at the time the conduct
             263      subjecting the property to seizure took place, the term "innocent owner" means an owner who:]
             264          [(a) did not have actual knowledge of the conduct subjecting the property to seizure;
             265      or]
             266          [(b) upon learning of the conduct subjecting the property to seizure, took reasonable
             267      steps to prohibit such use of the property.]
             268          (a) is criminally responsible for the conduct giving rise to the forfeiture;
             269          (b) knew of or could reasonably have been expected to know of the conduct giving rise
             270      to the forfeiture, and allowed the property to be used in furtherance of the conduct;
             271          (c) acquired the property with notice of its actual or constructive seizure for forfeiture
             272      under this chapter;
             273          (d) acquired the property with reason to believe the property was subject to forfeiture
             274      under this chapter; or
             275          (e) acquired the property in an effort to conceal, prevent, hinder, or delay its lawful
             276      seizure or forfeiture under any provision of state law.
             277          [(4)] (3) For purposes of [subparagraph (3)(b), no] this chapter, an owner [shall] or


             278      interest holder may not be required to take steps that he reasonably believes would be likely to
             279      [subject any person (other than the person whose conduct gave rise to the forfeiture) to] result
             280      in physical harm or danger to any person. An owner or interest holder may demonstrate that he
             281      took reasonable action to prohibit [such] the illegal use of the property by, for example:
             282          (a) timely notifying a law enforcement agency of information that led the owner to
             283      know that conduct subjecting the property to seizure would occur, was occurring, or has
             284      occurred; [or]
             285          (b) timely revoking or attempting to revoke permission for those engaging in [such] the
             286      illegal conduct to use the property; or
             287          (c) taking reasonable actions to discourage or prevent the illegal use of the property.
             288          [(5) With respect to an ownership interest acquired after the conduct subjecting the
             289      property to seizure has occurred, the term "innocent owner" means a person who, at the time he
             290      acquired the interest in the property, had no knowledge that the illegal conduct subjecting the
             291      property to seizure had occurred or that the property had been seized for forfeiture, and:]
             292          [(a) acquired the property in a bona fide transaction for value;]
             293          [(b) was a person, including a minor child, who acquired an interest in property
             294      through probate or inheritance; or]
             295          [(c) was a spouse who acquired an interest in property through dissolution of marriage
             296      or by operation of law.]
             297          [(6)] (4) No owner may assert, under this [paragraph] section, an ownership interest in
             298      contraband.
             299          (5) Property is presumed to be subject to forfeiture under this chapter if the prosecuting
             300      attorney establishes, by clear and convincing evidence, that:
             301          (a) the owner or interest holder has engaged in conduct giving cause for forfeiture;
             302          (b) the property was acquired by the owner or interest holder during that period of the
             303      conduct giving cause for forfeiture or within a reasonable time after that period; and
             304          (c) there was no likely source for the purchase or acquisition of the property other than
             305      the conduct giving cause for forfeiture.
             306          (6) A finding that property is the proceeds of conduct giving cause for forfeiture does
             307      not require proof that the property was the proceeds of any particular exchange or transaction.
             308          Section 6. Section 24-1-7 is amended to read:


             309           24-1-7. Hardship release of seized property.
             310          (1) After property is seized for forfeiture, a person or entity may not alienate, convey,
             311      sequester, or attach that property until the court issues a final order of dismissal or an order of
             312      forfeiture regarding the property.
             313          (2) The seizing agency or the prosecuting attorney may authorize the release of
             314      property seized for forfeiture to its owner if retention of actual custody is unnecessary.
             315          (3) With the consent of a court of competent jurisdiction, the prosecuting attorney may
             316      discontinue forfeiture proceedings and transfer the action to another state or federal agency
             317      which has initiated forfeiture proceedings involving the same property.
             318          (4) Property seized for forfeiture is considered to be in the custody of the district court
             319      and subject only to:
             320          (a) the orders and decrees of the court having jurisdiction over the property or the
             321      forfeiture proceedings; and
             322          (b) the acts of the seizing agency or the prosecuting attorney pursuant to this chapter.
             323          (5) (a) An owner of property seized pursuant to this chapter may obtain release of the
             324      property by posting with the district court a surety bond or cash in an amount equal to the
             325      current fair market value of the property as determined by the court or by the parties'
             326      stipulation.
             327          (b) The district court may refuse to order the release of the property if:
             328          (i) the bond tendered is inadequate;
             329          (ii) the property is contraband or is retained as evidence; or
             330          (iii) the property is particularly altered or designed for use in conduct giving cause for
             331      forfeiture.
             332          (c) If a surety bond or cash is posted and the property seized and then released on a
             333      bond or cash is forfeited, the court shall order the forfeiture of the surety bond or cash in lieu of
             334      the property.
             335          (6) (a) As soon as practicable after seizure for forfeiture, and in no case later than 30
             336      days after seizure for forfeiture, the seizing agency shall conduct a written inventory of the
             337      property seized.
             338          (b) The seizing agency shall deposit property that is in the form of cash or other readily
             339      negotiable instruments into a restricted account maintained by the agency solely for the purpose


             340      of managing and protecting the property from commingling, loss, or devaluation during the
             341      pendency of the forfeiture proceedings.
             342          (c) The seizing agency shall have in place written policy for the identification, tracking,
             343      management, and safekeeping of seized property, which shall include a prohibition against the
             344      transfer, sale, or auction of forfeited property to any employee of the seizing agency.
             345          (d) An agency may not be awarded any funds from forfeiture through the Crime
             346      Reduction Assistance Program under Section 24-1-18 if the agency has not established or
             347      maintained the inventory policy, restricted account, and written policies required by this
             348      Subsection (6).
             349          [(1)] (7) An owner is entitled to the immediate release of seized property from the
             350      seizing agency pending the final determination of [civil] forfeiture if:
             351          (a) the owner [has] had a possessory interest in the property at the time of seizure;
             352          (b) continued possession by the agency or the state pending the final disposition of the
             353      forfeiture proceedings will cause substantial hardship to the owner, such as:
             354          (i) preventing the functioning of a legitimate business;
             355          (ii) preventing any individual from working;
             356          (iii) preventing any minor child or student from attending school;
             357          (iv) preventing or hindering any person from receiving necessary medical care;
             358          (v) hindering the care of an elderly or disabled dependent child or adult;
             359          (vi) preventing an owner from retaining counsel to provide a defense in the forfeiture
             360      proceeding; or
             361          (vii) leaving any individual homeless, or any other condition that the court determines
             362      causes a substantial hardship; [and]
             363          (c) the hardship from the continued possession by the agency of the seized property
             364      outweighs the risk that the property will be destroyed, damaged, lost, concealed, or transferred
             365      if it is returned to the owner during the pendency of the proceeding[.]; and
             366          (d) determination of substantial hardship under this Subsection (7) is based upon the
             367      property's use prior to the seizure.
             368          [(2)] (8) The right to appointed counsel under Section 24-1-9 applies throughout civil
             369      forfeiture proceedings, including an owner's motion for hardship release.
             370          (9) An owner may file a motion for hardship release:


             371          (a) in the court in which forfeiture proceedings have commenced; or
             372          (b) in any district court having jurisdiction over the property, if forfeiture proceedings
             373      have not yet commenced.
             374          (10) the motion for hardship release shall also be served upon the prosecuting attorney
             375      and the seizing agency within ten days after filing the motion.
             376          [(3)] (11) The court shall render a decision on a motion [or complaint] for hardship
             377      filed under [Subsection (2)] this section not later than [ten] 20 days after the date of filing, or
             378      ten days after service upon the prosecuting attorney and seizing agency, whichever is earlier,
             379      unless [the ten-day] this period is extended by the [consent of the] parties or by the court for
             380      good cause shown.
             381          [(4)] (12) (a) If the owner demonstrates substantial hardship pursuant to [subparagraph
             382      (1)] this section, the court shall order the property immediately released to the owner pending
             383      completion of proceedings by the government to obtain forfeiture of the property.
             384          (b) The court may place [such] conditions on release of the property as it finds [are]
             385      necessary and appropriate to preserve the availability of the property or its equivalent for
             386      forfeiture.
             387          [(5) Subparagraph (1) shall]    (13) The hardship release does not apply if the seized
             388      property is:
             389          (a) contraband;
             390          (b) currency or other monetary instrument or electronic funds, unless [such] the
             391      property is used to pay for the reasonable costs of defending against the forfeiture proceeding
             392      or constitutes the assets of a legitimate business; or
             393          (c) likely to be used to commit additional illegal acts if returned to the owner.
             394          (14) (a) The court may order property which has been seized for forfeiture to be sold as
             395      allowed by Subsection (15), leased, rented, or operated to satisfy a specified interest of any
             396      owner or interest holder, or to preserve the interests of any party on motion of that party.
             397          (b) The court may enter orders under Subsection (14)(a) after notice to persons known
             398      to have an interest in the property, and after an opportunity for a hearing.
             399          (15) (a) A sale may be ordered under Subsection (14) when the property is liable to
             400      perish, waste, be foreclosed, or significantly reduced in value, or when the expenses of
             401      maintaining the property are disproportionate to its value.


             402          (b) A third party designated by the court shall dispose of the property by commercially
             403      reasonable public sale and distribute the proceeds in the following order of priority:
             404          (i) first, for the payment of reasonable expenses incurred in connection with the sale;
             405          (ii) second, for the satisfaction of exempt interests in the order of their priority as
             406      determined by Title 70A, Uniform Commercial Code; and
             407          (iii) third, any balance of the proceeds shall be preserved in the actual or constructive
             408      custody of the court, in an interest-bearing account, subject to further proceedings under this
             409      chapter.
             410          Section 7. Section 24-1-10 is amended to read:
             411           24-1-10. Prejudgment and postjudgment interest.
             412          In any [civil or criminal] proceeding to forfeit currency or other negotiable instruments
             413      under this chapter, the court shall award a prevailing [owner] party prejudgment and
             414      postjudgment interest on the currency or negotiable instruments at the legal rate of interest
             415      established by Section 15-1-1 .
             416          Section 8. Section 24-1-11 is amended to read:
             417           24-1-11. Attorneys' fees and costs.
             418          (1) In any [civil or criminal] proceeding to forfeit seized property under this chapter,
             419      the court [shall] may award a prevailing [owner] party reasonable attorneys' fees and other
             420      costs of [suit] litigation reasonably incurred by the owner. An owner who prevails only in part
             421      [shall be] is entitled to recover reasonable attorneys' fees and reasonable costs of suit related to
             422      those issues on which he prevailed.
             423          (2) In determining whether to award attorneys' fees and costs, the court shall consider
             424      the merit of each parties' allegations and pleadings, and whether a seizure, complaint, claim, or
             425      answer was reasonable and based upon good faith, or was made for any improper purpose.
             426          Section 9. Section 24-1-12 is amended to read:
             427           24-1-12. Compensation for damaged property.
             428          (1) [In any civil or criminal proceeding,] If property seized for forfeiture is returned by
             429      operation of this chapter, an owner [shall have a private] has a civil right of action against a
             430      seizing agency for any claim based upon the negligent destruction, loss, damage or other injury
             431      to seized property while in the possession or custody of [a state] the agency[, if the property
             432      was seized for the purpose of initiating forfeiture proceedings under this chapter].


             433          (2) [For the purposes of] As used in this section, "damage or other injury" does not
             434      include normal depreciation, deterioration, or ordinary wear and tear.
             435          Section 10. Section 24-1-14 is amended to read:
             436           24-1-14. Proportionality.
             437          (1) (a) An owner's interest in property, excluding contraband, [shall not be civilly or
             438      criminally forfeited under a] is not subject to forfeiture under any provision of state law [unless
             439      such] if the forfeiture is [substantially proportional to both] grossly disproportional to the use
             440      of the property in committing or facilitating a violation of state law and the value of the
             441      property.
             442          (b) Forfeiture of property used solely in a manner that is merely incidental and not
             443      instrumental to the commission or facilitation of a violation of law is not proportional[, as a
             444      matter of law].
             445          (2) (a) In determining proportionality, the court shall consider:
             446          (i) the conduct giving cause for the forfeiture;
             447          (ii) what portion of the forfeiture, if any, is remedial in nature;
             448          (iii) the gravity of the conduct for which the claimant is responsible in light of the
             449      offense; and
             450          (iv) the value of the property.
             451          (b) If the court finds that the forfeiture is grossly disproportional to the conduct for
             452      which the claimant is responsible, it shall reduce or eliminate the forfeiture, as it finds
             453      appropriate.
             454          (3) The prosecuting attorney has the burden to demonstrate that any forfeiture is
             455      proportional to an alleged violation of state law. It is the province of the court, not the jury, to
             456      decide questions of proportionality.
             457          Section 11. Section 24-1-15 is amended to read:
             458           24-1-15. Transfer and sharing procedures.
             459          (1) For purposes of this section, property is [deemed] considered to be "seized"
             460      whenever any agency takes possession of the property or exercises any degree of control over
             461      the property.
             462          (2) (a) Seizing agencies or prosecuting attorneys authorized to bring civil or criminal
             463      forfeiture proceedings under this chapter [shall] may not directly or indirectly transfer seized


             464      property to any federal agency or any governmental entity not created under and subject to state
             465      law unless the court enters an order, upon petition of the prosecuting attorney, authorizing the
             466      property to be transferred. The court may not enter an order authorizing a transfer unless:
             467          (i) the activity giving rise to the investigation or seizure is interstate in nature and
             468      sufficiently complex to justify [such] the transfer;
             469          (ii) the seized property may only be forfeited under federal law; or
             470          (iii) pursuing forfeiture under state law would [unduly] unreasonably burden
             471      prosecuting attorneys or state law enforcement agencies.
             472          (b) Notwithstanding [Subparagraph] Subsection (2)(a), the court may refuse to enter an
             473      order authorizing a transfer to the federal government if [such] the transfer would circumvent
             474      the protections of the Utah Constitution or of this chapter that would otherwise be available to
             475      the property owner.
             476          (c) Prior to granting any order to transfer pursuant to [Subparagraph] Subsection (2)(a),
             477      the court must give any owner the right to be heard with regard to the transfer.
             478          (d) A court order to transfer the property is not required if a federal agency seeking
             479      jurisdiction over the property obtains a seizure warrant, search warrant, arrest warrant in rem,
             480      or other federal process mandating the transfer.
             481          (3) (a) All property, money or other things of value received by an agency pursuant to
             482      federal law which authorizes the sharing or transfer of all or a portion of forfeited property or
             483      the proceeds of the sale of forfeited property to an agency [shall be promptly transferred to the
             484      state treasurer and sold and deposited in the Uniform School Fund as provided under Section
             485      24-1-16 .]:
             486          (i) shall be used in compliance with federal rules and regulations relating to equitable
             487      sharing;
             488          (ii) shall be used only for those law enforcement purposes specified in Section
             489      24-1-18 (8); and
             490          (iii) may not be used for those law enforcement purposes prohibited in Section
             491      24-1-18 (9).
             492          (b) Subject to [Subparagraph] Subsection (3)(a), state agencies are encouraged to seek
             493      an equitable share of property forfeited by the federal government and to cooperate with federal
             494      law enforcement agencies in all cases in which [such] cooperation is in the interest of this state.


             495          (c) Law enforcement agencies awarded any equitable share of property forfeited by the
             496      federal government may only use that equitable share subject to the laws, rules, regulations,
             497      and orders of the state or local jurisdiction or political subdivision governing the use of public
             498      funds available for law enforcement purposes. The use of the property shall be nonlapsing.
             499          (d) Law enforcement agencies are entitled to their equitable share of property forfeited
             500      by the federal government since March 29, 2001.
             501          (e) (i) Each agency awarded any equitable share of property forfeited by the federal
             502      government shall file copies of all federal equitable sharing certifications, applications, and
             503      reports with the state auditor and the Utah Commission on Criminal and Juvenile Justice at
             504      least annually.
             505          (ii) This information shall provide details of all awards received from the federal
             506      government during the preceding reporting period, including for each award:
             507          (A) the agency's case number or other identification;
             508          (B) the amount of the award;
             509          (C) the date of the award;
             510          (D) the identity of the federal agency involved in the forfeiture;
             511          (E) how the awarded property has been used; and
             512          (F) a statement signed by both the agency's executive officer or designee and by the
             513      agency's legal counsel, that the agency has only used the awarded property for crime reduction
             514      or law enforcement purposes authorized under Section 24-1-18 , and only upon approval or
             515      appropriation by the agency's legislative body.
             516          (4) (a) Any agency that violates [Subparagraph] Subsection (2) or (3) is civilly liable to
             517      the state for three times the amount of the forfeiture diverted and for costs of suit and
             518      reasonable attorneys' fees.
             519          (b) Any damages awarded to the state shall be paid to the [Uniform School Fund]
             520      Crime Reduction Fund created in Section 24-1017 .
             521          (c) Any agent, including a state law enforcement [officers who are] detached to,
             522      deputized or commissioned by, or working in conjunction with a federal agency, who
             523      knowingly transfers or otherwise [trades] trades seized property in violation of [Subparagraph]
             524      Subsection (2)(a) or who receives property, money, or other things of value under
             525      [Subparagraph] Subsection (3)(a) and knowingly fails to transfer [such] the property to the


             526      state treasurer is guilty of a class B misdemeanor.
             527          Section 12. Section 24-1-17 is enacted to read:
             528          24-1-17. Disposition and allocation of forfeiture property.
             529          (1) Upon finding that property is subject to forfeiture under this chapter, the court shall
             530      order the property forfeited to the state, and the seizing agency shall then:
             531          (a) make the payments as required under this chapter; and
             532          (b) transfer possession, custody, and control of the net forfeiture property or proceeds
             533      immediately to the state treasurer's office.
             534          (2) If the forfeiture arises from any violation of Section 23-20-1 relating to wildlife
             535      resources, the court shall:
             536          (a) direct that the legal costs of the forfeiture proceeding be paid to the prosecuting
             537      agency; and
             538          (b) direct that the net forfeited property after the legal costs shall be deposited in the
             539      Wildlife Resources Account created in Section 23-14-13 .
             540          (3) (a) Prior to transferring forfeited property, the seizing agency shall authorize a
             541      public or otherwise commercially reasonable sale of that property which is not required by law
             542      to be destroyed and that is not harmful to the public.
             543          (b) The proceeds of the forfeited property shall remain segregated from other property,
             544      equipment, or assets of the seizing agency until transferred to the state in accordance with this
             545      chapter.
             546          (4) From the forfeited property, both currency and the proceeds or revenue from the
             547      property, the seizing agency shall:
             548          (a) deduct the seizing agency's direct costs and expenses, as approved by the court, of
             549      obtaining and maintaining the property pending forfeiture; and
             550          (b) pay the legal costs to the prosecuting agency for the prosecution of the forfeiture
             551      proceeding.
             552          (5) The remaining forfeited property shall then be transferred by the seizing agency to
             553      the state treasurer, to be deposited in the Crime Reduction Assistance Fund created in Section
             554      24-1-18 for award and distribution pursuant to the Crime Reduction Assistance Program
             555      created in Section 24-1-19 .
             556          (6) (a) All property and proceeds awarded to the state through forfeiture proceedings


             557      under this chapter shall be held by the state treasurer until the Utah Commission on Criminal
             558      and Juvenile Justice approves awards and disbursements under the program.
             559          (b) The property and proceeds held by the state treasurer shall be segregated from other
             560      property, equipment, or assets of the state and from any department, office, or agency of the
             561      state until awarded through the program.
             562          Section 13. Section 24-1-18 is enacted to read:
             563          24-1-18. Crime Reduction Assistance Fund.
             564          (1) (a) There is created a special revenue fund known as the Crime Reduction
             565      Assistance Fund for the purpose of providing funding for the Crime Reduction Assistance
             566      Program created by Section 24-1-19 .
             567          (b) Consistent with its duties and responsibilities under Section 63-25a-104 , the Utah
             568      Commission on Criminal and Juvenile Justice shall expend monies from the fund for the
             569      purposes under Section 24-1-19 .
             570          (c) The Utah Commission on Criminal and Juvenile Justice may pay program
             571      administrative costs from the fund.
             572          (2) The fund consists of all monies deposited to the fund under Section 24-1-17 .
             573          (3) (a) The fund shall earn interest.
             574          (b) All interest earned on fund monies shall be deposited into the fund.
             575          Section 14. Section 24-1-19 is enacted to read:
             576          24-1-19. Crime Reduction Assistance Program.
             577          (1) There is created the Crime Reduction Assistance Program.
             578          (2) The program shall fund crime prevention and law enforcement activities that have
             579      the purpose of:
             580          (a) deterring crime by depriving criminals of the profits and proceeds of their illegal
             581      activities;
             582          (b) weakening criminal enterprises by removing the instrumentalities of crime;
             583          (c) reducing crimes involving substance abuse by supporting the creation,
             584      administration, or operation of drug court programs throughout the state;
             585          (d) encouraging cooperation between local, state, and multi-jurisdictional law
             586      enforcement agencies;
             587          (e) allowing the costs and expenses of law enforcement to be defrayed by the forfeited


             588      proceeds of crime; and
             589          (f) increasing the equitability and accountability of the use of forfeited property used to
             590      assist law enforcement in reducing and preventing crime.
             591          (3) (a) When property is forfeited under this chapter and transferred to the fund, the
             592      Utah Commission on Criminal and Juvenile Justice shall make awards of monies from the fund
             593      to state, local, or multi-jurisdictional law enforcement agencies or political subdivisions of the
             594      state in compliance with this section and to further the program purposes under Subsection (2).
             595          (b) In granting the awards, the Utah Commission on Criminal and Juvenile Justice
             596      shall ensure that the amount of each award takes into consideration:
             597          (i) the demonstrated needs of the agency;
             598          (ii) the demonstrated ability of the agency to appropriately use the award;
             599          (iii) the degree to which the agency's need is offset through the agency's participation in
             600      federal equitable sharing or through other federal and state grant programs; and
             601          (iv) the agency's cooperation with other state and local agencies and task forces.
             602          (4) Agencies or political subdivisions shall apply for program awards by completing
             603      and submitting forms specified by the Utah Commission on Criminal and Juvenile Justice.
             604          (5) Applying agencies or political subdivisions shall demonstrate compliance with all
             605      reporting and policy requirements applicable under this chapter and under Title 63, Chapter
             606      25a, Criminal Justice and Substance Abuse, in order to qualify as a potential award recipient.
             607          (6) Recipient law enforcement agencies may only use program award monies after
             608      approval or appropriation by the agency's legislative body, and the award monies are
             609      nonlapsing.
             610          (7) A recipient law enforcement agency or political subdivision shall use program
             611      awards only for law enforcement or controlled substance law enforcement purposes as
             612      described in Subsection (8), and only as these purposes are specified by the agency or political
             613      subdivision in its application for the award.
             614          (8) Permissible law enforcement purposes for which award monies may be used
             615      include:
             616          (a) controlled substance interdiction and enforcement activities;
             617          (b) drug court programs;
             618          (c) activities calculated to enhance future investigations;


             619          (d) law enforcement training;
             620          (e) law enforcement or detention facilities;
             621          (f) law enforcement operations or equipment which are not routine costs or operational
             622      expenses;
             623          (g) drug, gang, or crime prevention education programs which are sponsored in whole
             624      or in part by the law enforcement agency or its legislative body; and
             625          (h) matching funds for other state or federal law enforcement grants.
             626          (9) Law enforcement purposes for which award monies may not be granted or used
             627      include:
             628          (a) payment of salaries or bonuses to any person;
             629          (b) payment of enforcement expenses not related to law enforcement;
             630          (c) uses not specified in the agency's award application;
             631          (d) uses not approved or appropriated by the agency's legislative body;
             632          (e) payments, transfers, or pass-through funding to entities other than law enforcement
             633      agencies or;
             634          (f) uses, payments, or expenses that are not within the scope of the agency's functions.
             635          (10) For each fiscal year, any state, local, or multi-jurisdictional agency or political
             636      subdivision that received a program award shall prepare, and file with the Utah Commission on
             637      Criminal and Juvenile Justice and the state auditor, a report in a form specified by the Utah
             638      Commission on Criminal and Juvenile Justice. The report shall include the following
             639      regarding each award:
             640          (a) the agency's name;
             641          (b) the amount of the award;
             642          (c) the date of the award;
             643          (d) how the award has been used; and
             644          (e) a statement signed by both the agency's or political subdivision's executive officer
             645      or designee and by the agency's legal counsel, that:
             646          (i) the agency or political subdivision has complied with all inventory, policy, and
             647      reporting requirements of this chapter;
             648          (ii) all program awards were used for crime reduction or law enforcement purposes as
             649      specified in the application; and


             650          (iii) and only upon approval or appropriation by the agency's or political subdivision's
             651      legislative body.
             652          (11) The Utah Commission on Criminal and Juvenile Justice shall report in writing to
             653      the Legislature annually regarding the forfeited property transferred to the fund, awards made
             654      by the program, uses of program awards, and any equitable share of property forfeited by the
             655      federal government as reported by agencies pursuant to Subsection 24-1-15 (3).
             656          Section 15. Section 24-1-20 is enacted to read:
             657          24-1-20. State Law Enforcement Forfeiture Account created -- Revenue sources --
             658      Use of account designated.
             659          (1) (a) There is created in the General Fund a restricted account called the "State Law
             660      Enforcement Forfeiture Account."
             661          (b) All monies awarded to the Department of Public Safety or the Department of
             662      Corrections, or any division or agency within either department, through the Crime Reduction
             663      Assistance Program created in Section 24-1-19 shall be deposited into the State Law
             664      Enforcement Forfeiture Account.
             665          (c) All monies previously deposited, or currently held in the Drug Forfeiture Account
             666      created in Section 58-37-20 , and that were in that account when it was repealed by Initiative B,
             667      which passed in 2000, and which became effective March 29, 2001, shall be transferred to and
             668      deposited in the State Law Enforcement Forfeiture Account created in this Subsection (1).
             669          (2) The Department of Public Safety and the Department of Corrections may expend
             670      amounts as appropriated by the Legislature from the State Law Enforcement Forfeiture
             671      Account for law enforcement purposes or controlled substance law enforcement purposes as
             672      specified in Subsection 24-1-19 .
             673          (3) That portion of funds forfeited or that are required to be disbursed to other
             674      governmental entities under existing contractual agreements or statutory requirements are
             675      exempt from this section.
             676          (4) Funds forfeited as a result of the Salt Lake Airport Drug Program operated by the
             677      Department of Public Safety, not to exceed the Department of Public Safety's expenditure to
             678      that program, are exempt from this section.
             679          (5) The Department of Public Safety and the Department of Corrections, as part of the
             680      annual legislative budget hearings, shall provide to the legislative Executive Offices and


             681      Criminal Justice Appropriations Subcommittee a complete accounting of expenditures and
             682      revenues from the funds received under this section.
             683          (6) The Legislature may annually provide, in an appropriations act, legislative direction
             684      for anticipated expenditures of the monies received under this section.
             685          Section 16. Repealer.
             686          This bill repeals:
             687          Section 24-1-16, Disposition of proceeds from criminal or civil forfeiture.
             688          Section 17. Effective date.
             689          If approved by two-thirds of all the members elected to each house, this bill takes effect
             690      upon approval by the governor, or the day following the constitutional time limit of Utah
             691      Constitution Article VII, Section 8, without the governor's signature, or in the case of a veto,
             692      the date of veto override.




Legislative Review Note
    as of 2-3-04 8:13 AM


A limited legal review of this legislation raises no obvious constitutional or statutory concerns.

Office of Legislative Research and General Counsel


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